Month: July 2019

Richard Szuch – Senior & Vulnerable Investor Financial Protection and Reporting

Richard Szuch is a senior member of the Securities Litigation and Regulation practice group of Bressler, Amery and Ross. Richard regularly represents investment advisors, broker-dealers and banks; defending an array of fraud based claims. He defends clients in regulatory inquiries, arbitration concerning securities transactions and employment disputes. He has been in trials and hearings related to diverse topics including intellectual property, environmental contamination, voter fraud, closely held business disputes, probate matters and others. The 25 plus attorneys at Bressler Senior and Vulnerable Investor Group provide end to end advisory solutions and litigation support for clients confronting senior and vulnerable investor issues.

https://www.bressler.com/senior-group

Jay Stubbs – A Personal Perspective on How to Grow Your Business

Jay Stubbs is celebrating over 20 years in the financial services industry. He has been a qualifying member of the Million Dollar Round Table, served as President of the NAIFA chapter in his hometown of Mobile, AL, as well as the President of NAIFA-Alabama. He is past President of the Estate Planning Council in Mobile, serves on the Planned Giving Council and also serves on the PREP Advisory Board for the Mitchell College of Business at the University of South Alabama. Jay is a Regional Director for First Protective, a Brokerage General Agency and wholly owned subsidiary of Protective Life. He works with financial service professionals along the Gulf Coast, providing them with sound advice on how to grow their business. Jay celebrates life with his wife Kasey and four children.

http://www.firstprotective.com/