Regulatory Issues

Richard Szuch – Senior & Vulnerable Investor Financial Protection and Reporting

July 17, 2019 Dennis Anderson Compliance, Insurance Training, Know How, Regulatory Issues 00:16:54

Richard Szuch is a senior member of the Securities Litigation and Regulation practice group of Bressler, Amery and Ross. Richard regularly represents investment advisors, broker-dealers and banks; defending an array of fraud based claims. He defends clients in regulatory inquiries, arbitration concerning securities transactions and employment disputes. He has been in trials and hearings related…

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Joseph Brady – Top Regulator

March 30, 2017 Dennis Anderson Compliance, Insurance Education, Regulatory Issues, Top Executives 35:06

Protection of Vulnerable Adults from Financial Exploitation. Joseph Brady is the Executive Director the NASAA (North American Securities Administrators Association). NASAA is the association of state, provincial, and territorial securities regulators in the United States, Canada, and Mexico. NASAA and its members are committed to protecting investors from fraud and abuse in securities transactions, and…

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Anne Melissa Dowling – Top Regulator

January 5, 2017 Dennis Anderson Insurance Education, Regulatory Issues, Top Executives 00:19:26

Anne Melissa Dowling, CFA, the Director of the Illinois Department of Insurance (IDOI). Dowling brings nearly 30 years of insurance industry experience to the position. She spent 25 years in the private sector, and she has spent the last three-and-a-half years working in leadership positions for the Connecticut Insurance Department (CID). Most recently, Dowling was…

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Laura Kerekes – Good HR is Risk Management!

June 27, 2016 Dennis Anderson Compliance, Insurance Education, Insurance Training, Know How, Management, Regulatory Issues, Top Executives 26:55

Laura leads her company’s services delivery teams, including the company’s elite group of human resource experts and the team responsible for ongoing aggregation and analysis of HR knowledge.  Prior to joining ThinkHR, Laura held executive HR officer positions for large multi-national companies including AirTouch and Sygen as well as other companies in high tech, financial…

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Robert Wooley – Top Executive

March 1, 2016 Dennis Anderson Compliance, Insurance Education, Know How, Regulatory Issues, Top Executives 20:30

Vantage Point – Attorney with Adams & Reese and former Louisiana Commissioner of Insurance. Robert Wooley joined Adams and Reese in 2006 and serves on the government relations team of the Special Business Services Group. He is the former Commissioner of Insurance for the state of Louisiana where he managed more than 250 employees and…

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John Doak – Top Regulator

October 15, 2015 Dennis Anderson Compliance, Insurance Education, Regulatory Issues 20:32

Vantage Point – Oklahoma Commissioner of Insurance. In 2011, John D. Doak became the 12th Insurance Commissioner of Oklahoma. He was sworn in to office for a second term in, 2015. Doak graduated from the University of Oklahoma with a Bachelor of Arts in Political Science. Shortly after graduation, Doak opened a successful insurance business…

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Allen Kerr – Top Regulator

September 15, 2015 Dennis Anderson Compliance, Insurance Education, Regulatory Issues, Top Executives 24:47

Vantage Point – Arkansas Commissioner of Insurance. Allen W. Kerr was appointed Arkansas Insurance Commissioner in 2015, by Governor Asa Hutchinson. Prior to his appointment, Kerr served three terms in the Arkansas House of Representatives. In the Arkansas General Assembly, Kerr served as Chairman of the Joint Committee on Public Retirement and Social Security Programs,…

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Dave Jones – Top Regulator

June 11, 2015 Dennis Anderson Compliance, Insurance Education, Insurance Training, Regulatory Issues, Top Executives 25:50

Vantage Point – California Commissioner of Insurance. Dave Jones is the Insurance Commissioner for the State of California. Mr. Jones was first elected in 2010 and was reelected for a second term in 2014. Jones leads the Department of Insurance, which is the largest consumer protection agency in California and regulates the California insurance market…

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Adam Hamm – Cyber Security

April 21, 2015 Dennis Anderson Compliance, Cyber Security, Insurance Training, Know How, Regulatory Issues, Top Executives 21:56

Know-How – Cyber Security from a Regulators Perspective. Adam Hamm is Past President of the NAIC, and is now chair of the Cybersecurity Task Force. He was selected by his fellow insurance commissioners to serve on the U.S. Financial Stability Oversight Council. FSOC is a fifteen member body comprised of the nation’s chief financial regulators, including U.S….

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Senator Ben Nelson – Top Executive

April 18, 2015 Dennis Anderson Public Policy, Regulatory Issues, Top Executives 00:24:42

Vantage Point – CEO of the NAIC. Senator Nelson became the CEO of the National Association of Insurance Commissioners in 2013. He was selected for the post because of his unique combination of executive, legislative and regulatory experience. He was first elected to the U.S. Senate in 2000 where he served for two terms as…

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